Senior Management Associate - Compliance

Description

Al Meezan Investment Management Limited is seeking a dedicated Senior Management Associate specializing in Compliance to ensure strict adherence to regulatory requirements and internal policies. This role involves a detailed assessment of new account activities, customer verification, and ongoing monitoring to mitigate risks associated with financial crimes such as money laundering and fraud. The ideal candidate possesses profound knowledge of AML regulations, KYC policies, and regulatory frameworks promulgated by authorities such as SECP. With a minimum of three years of relevant experience, the associate will contribute to maintaining the organization's reputation for compliance and operational integrity. The Senior Management Associate performs critical due diligence and risk evaluation by reviewing personal and financial client data, conducting thorough investigations, and reporting suspicious activities timely. Although this position does not include team management responsibilities, it demands collaborative interaction with the Compliance team to ensure up-to-date adherence to regulatory changes including NBFC Rules, SECP Master Circulars, and other related legislation. The associate plays a pivotal role in the continuous compliance monitoring process to safeguard the organization against regulatory breaches.

Responsibilities

• Review new account opening requests rigorously to ensure full compliance with Anti-Money Laundering (AML) regulations.
• Verify customer information including personal details, identification documents, and financial data to maintain accurate records.
• Conduct comprehensive due diligence checks on clients to assess their risk profiles and business operations effectively.
• Ensure strict adherence to the organization’s Know Your Customer (KYC) and AML policies in alignment with both internal standards and external regulatory requirements.
• Analyze detailed customer profiles, transactional data, and business activities to identify and evaluate potential risks.
• Prepare detailed reports on suspicious activities or transactions and ensure timely communication with relevant regulatory authorities.
• Monitor, interpret, and implement regulatory updates from the Securities and Exchange Commission of Pakistan (SECP), specifically related to NBFC Rules & Regulations and the consolidated SECP Master Circular.
• Stay informed on ongoing regulatory changes and translate this knowledge into practical compliance measures within the organization.
• Assist the Compliance team in conducting regular and ongoing screening of customers to ensure continuous risk assessment.
• Maintain thorough documentation of all compliance verification processes and decisions for audit and review purposes.
• Collaborate with internal departments to promote a culture of compliance and regulatory awareness across the organization.

Experience

3 Years

Apply By

Oct 14, 2026

Required Skills

• Regulatory Compliance
• Compliance Monitoring
• Anti-money laundering (AML)
• Know Your Customer (KYC)
• Risk Assessment
• Regulatory Reporting
• SECP Regulations
• Customer Due Diligence