Manager Compliance - Trustee and Custodial Services
Central Depository Company of Pakistan
Published Date: • Karachi, Pakistan (On-Site)
Description
Description: CDC is seeking a highly disciplined and detail-oriented Manager Compliance to lead the compliance function for Trustee and Custodial Services segment. The ideal candidate will be responsible for ensuring that all trustee operations strictly adhere to SECP Rules & Regulations, Constitutive Documents, and other legal frameworks governing Asset Management Companies (AMCs).
Responsibilities
Key Responsibilities
- Framework Development: Oversee and maintain the compliance architecture for the Trustee business segment, including the continuous improvement of the Compliance Manual and Terms of Reference (TORs).
- Regulatory Monitoring: Conduct rigorous monitoring of trustee operations to ensure full compliance with SECP Rules & Regulations, Constitutive Documents, and other legal frameworks governing AMCs.
- Risk Identification: Proactively identify regulatory gaps and emerging compliance risks within the custodial and trustee operations.
- Board Reporting: Prepare and present comprehensive compliance reports and critical risk assessments to the Board’s Regulatory Affairs Committee.
Audit & Liaison: Act as the primary point of contact for regulatory inspections and internal/external audits related to the trustee segment.
Candidate Profile (Requirements)
Qualification:Must be a Qualified Chartered Accountant (CA).
Experience: 5–8 years of experience in Compliance, Audit, or Regulatory Affairs, specifically within the Financial Services sector.
Regulatory Knowledge: Deep understanding of SECP regulations, the legalities of Trust Deeds, and the regulatory landscape of Asset Management Companies in Pakistan.
Technical Skills: Proven track record in developing compliance manuals, frameworks, and TORs.
Communication: Exceptional reporting skills with the ability to present complex regulatory issues.
Attributes: High level of integrity, analytical mindset, and meticulous attention to detail.
Experience
8 Years
Apply By
Required Skills
- Regulatory Compliance
- Audit Management
- Compliance Framework & Policy Development
- Risk Identification & Mitigation
- Constitutive Documents
- Legal Frameworks
- Corporate Governance
- Regulatory Reporting
Nice to Have Skills
- Stakeholder Engagement
- Training & Development
- Incident Management